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7. Effect of Non-Compliance With This Code

In order to protect its reputation, that of its Advisors, and the best interests of the public, the Company will take appropriate action against any Advisor(s) who have been found to have violated this Code. This may include filing a report of unsuitability with industry or regulatory bodies, contract termination with or without cause, filing a complaint with the police, or a litigation against the offending Advisor(s) where the Company has incurred losses caused or contributed to by the Advisor.